IR 201—Insurance Regulation

Bottom-Line Benefits

• Help to avoid costly fines and penalties by developing an understanding of the insurance regulatory environment
• Improve organizational compliance by learning how federal and state regulations affect insurance functions
• Foster compliance culture by giving managers needed tools to monitor employee regulatory compliance

Level: Intermediate

IR 201 Topics:

• Fundamentals of Surplus Lines Insurance Operations
• Introduction to Insurance Regulation
• Development of Insurance Regulation
• Federal and Other Influences on Insurance Regulation
• Roles of State Regulators and the NAIC in Insurance Regulation
• State Department of Insurance Operations
• Insurer Formation, Licensing, and Marketing Regulation
• Underwriting Regulation
• Rate Regulation
• Claim Regulation
• Producer Regulation
• Solvency Regulation
• Insolvency Regulation

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